-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwlF8DTacg0J+qiM8hEcY6UYP6/Yj7h73Q9dXLMGCLZN6W2sTpNzPnsOQQIxJUr9 NAR+HrrplDYCr38Kkhysrw== 0000898432-01-500250.txt : 20030314 0000898432-01-500250.hdr.sgml : 20030314 20010808171431 ACCESSION NUMBER: 0000898432-01-500250 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010808 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITY SYSTEMS INC CENTRAL INDEX KEY: 0001006459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 522050585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52573 FILM NUMBER: 01701328 BUSINESS ADDRESS: STREET 1: 122 PERIMETER PARK DR CITY: KNOXVILLE STATE: TN ZIP: 37922 BUSINESS PHONE: 8655393561 MAIL ADDRESS: STREET 1: 122 PERIMETER PARK DR CITY: KNOXVILLE STATE: TN ZIP: 37922 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VAN METER KENNETH D CENTRAL INDEX KEY: 0001054976 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DRIVE SUITE 302 CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 4235395300 MAIL ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DRIVE SUITE 302 CITY: KNOXVILLE STATE: TN ZIP: 37923 SC 13D/A 1 a118917.txt SC 13D/A AUGUST 8, 2001 CUSIP No. 15100R-10-7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - -------------------------------------------------------------------------------- Amendment No. 1 to SCHEDULE 13D Under the Securities Exchange Act of 1934 Celerity Systems, Inc. (Name of Issuer) Common Stock, $.001 Par Value Per Share (Title of Class of Securities) 15100R 10 7 (CUSIP Number) Mr. Kenneth D. Van Meter 122 Perimeter Park Drive Knoxville, Tennessee 37922 (865) 539-5300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy To: Clayton E. Parker, Esq. Kirkpatrick & Lockhart LLP 201 S. Biscayne Boulevard, Suite 2000 Miami, Florida 33131 (305) 539-3306 August 6, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. CUSIP No. 15100R-10-7
SCHEDULE 13D - ----------------- ---------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Kenneth D. Van Meter - ----------------- ---------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - ----------------- ---------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - ----------------- ---------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ). - ----------------- ---------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----- ---- ----------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 3,139,013 (includes options and warrants to purchase up to 413,200 and PERSON WITH 78,129 Shares, respectively, and 5.0 shares of Series B Redeemable Convertible Preferred Stock which are immediately convertible into 2,000,000 Shares). ----- ---- ----------------------------------------------------------------------- 8 SHARED VOTING POWER -0- ----- ---- ----------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 3,139,013 (includes options and warrants to purchase up to 413,200 and 78,129 Shares, respectively, and 5.0 shares of Series B Redeemable Convertible Preferred Stock which are convertible into 2,000,000 Shares). ----- ---- ----------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ----------------- ---------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,139,013 - ----------------- ---------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (X). Excludes 21,032 shares owned by Mr. Van Meter's adult children as to which he disclaims beneficial ownership. - ----------------- ---------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.0% - ----------------- ---------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ----------------- ----------------------------------------------------------------------------------
2 CUSIP No. 15100R-10-7 ITEM 1. SECURITY AND ISSUER This Amendment No. 1 (this "Amendment") to Schedule 13D is being filed on behalf of the undersigned Reporting Person to amend the Schedule 13D filed with the Securities and Exchange Commission (the "Commission") on October 23, 1998 (the "Schedule 13D") relating to shares of common stock, par value $.001 per share (the "Shares"), of Celerity Systems, Inc., a Delaware corporation (the "Company"). The principal executive offices of the Company are located at 122 Perimeter Park Drive, Knoxville, Tennessee 37922. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meanings as set forth in the Schedule 13D. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 to the Schedule 13D is hereby amended, in pertinent part, as follows: As of the date of this Amendment, the Reporting Person beneficially owns 3,139,013 Shares, including options and warrants to purchase 413,200 and 78,129 Shares, respectively, and 5.0 shares of Series B Redeemable Convertible Preferred Stock (the "Preferred Stock") of the Company which are immediately convertible into 2,000,000 Shares at a conversion price of $0.025 per Share. The Reporting Person has acquired the Shares with personal funds in the approximate aggregate amount of $632,255. ITEM 4. PURPOSE OF TRANSACTION. Item 4 to the Schedule 13D is hereby amended, in pertinent part, to include the following: The Reporting Person acquired the Shares for investment in connection and not with a view to, or for resale in connection with, any distribution thereof, and the Reporting Person does not have a present intention of selling, granting any participation in, or otherwise distributing the Shares. The Reporting Person has no present plans or intentions which would result in or relate to any transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF ISSUER. Item 5 to the Schedule 13D is hereby amended, in pertinent part, as follows: (a)-(b) The Reporting Person beneficially owns, and has the sole power to vote and dispose of, 3,139,013 Shares or approximately 6.0% of the issued and outstanding Shares of the Company, including options and warrants to purchase 413,200 and 78,129 Shares, respectively, and 5.0 shares of Preferred Stock which are immediately convertible into 2,000,000 Shares. This statement does not include 21,032 Shares owned by the Reporting Person's adult children as to which he disclaims beneficial ownership. 3 CUSIP No. 15100R-10-7 SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete, and correct. /s/ Kenneth D. Van Meter -------------------------------------- Kenneth D. Van Meter 4 -----END PRIVACY-ENHANCED MESSAGE-----